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joellewis/finance_skills

91 skills · 47K combined installs

Skills from this source

#
Skill
Source
8W Activity
Installs
1
order-management-advisor Manage the advisor trade lifecycle from order entry through settlement, covering block trading, allocation, pre-trade…
joellewis/finance_skills
533
2
alternatives Analyze alternative investments including hedge funds, private equity, and venture capital. Use when the user asks ab…
joellewis/finance_skills
531
3
fixed-income-sovereign Analyze US Treasury securities and interest rate risk: bond pricing, yield curve construction, duration, convexity, T…
joellewis/finance_skills
531
4
margin-operations Guide margin lending, margin requirements, and margin call operations for brokerage and advisory accounts. Use when c…
joellewis/finance_skills
531
5
qualitative-valuation Assess business quality, competitive positioning, and sustainability of value creation beyond financial models. Use w…
joellewis/finance_skills
531
6
books-and-records Guide the design and maintenance of recordkeeping programs under SEC Rules 17a-3, 17a-4, and 204-2. Use when the user…
joellewis/finance_skills
530
7
fixed-income-structured Analyze structured fixed income products including mortgage-backed securities, asset-backed securities, and CLOs. Use…
joellewis/finance_skills
530
8
performance-attribution Decompose portfolio returns into explainable components to identify where value was added or lost. Use when the user …
joellewis/finance_skills
530
9
pre-trade-compliance Guide the design and implementation of automated pre-trade compliance systems that validate orders before execution. …
joellewis/finance_skills
530
10
counterparty-risk Guide counterparty credit risk measurement and management for OTC and securities trading, organized around three work…
joellewis/finance_skills
529
11
corporate-actions Process and manage corporate actions from announcement through settlement. Use when handling dividends, stock splits,…
joellewis/finance_skills
527
12
reference-data Design and manage reference data systems — security master, client master, account master, identifier mapping, pricin…
joellewis/finance_skills
525
13
account-opening-compliance Embed compliance controls into account opening and verify regulatory readiness. Use when designing CIP/KYC identity v…
joellewis/finance_skills
524
14
advisor-dashboards Design, build, and optimize dashboards for RIA practice management with AUM tracking, revenue analytics, and KPI fram…
joellewis/finance_skills
524
15
gips-compliance Ensure firms claiming GIPS compliance under the CFA Institute Global Investment Performance Standards satisfy require…
joellewis/finance_skills
524
16
post-trade-compliance Guide post-trade compliance monitoring and trade surveillance system design. Use when building alert logic to detect …
joellewis/finance_skills
524
17
account-maintenance Process account maintenance requests across the account lifecycle. Use when changing a client address or contact info…
joellewis/finance_skills
523
18
stp-automation Measure and raise straight-through processing (STP) rates in securities operations through zero-touch, exception-base…
joellewis/finance_skills
523
19
fixed-income-municipal Analyze municipal bonds including tax-equivalent yield calculations, GO vs revenue bond evaluation, and muni credit a…
joellewis/finance_skills
522
20
client-reporting-delivery Design, generate, and deliver client performance reports across all channels, covering quarterly reports, tax reporti…
joellewis/finance_skills
520
21
crm-client-lifecycle Design and optimize CRM systems and client lifecycle workflows for advisory firms, covering segmentation, household m…
joellewis/finance_skills
520
22
client-disclosures Guide which client disclosure documents must exist, what each must contain, and when and how they must be delivered t…
joellewis/finance_skills
518
23
integration-patterns Design and implement integration architectures connecting financial systems — APIs, FIX protocol, ISO 20022, event-dr…
joellewis/finance_skills
518
24
workflow-automation Design human-in-the-loop workflow orchestration for securities operations: task routing, approval chains, and SLA mon…
joellewis/finance_skills
518
25
conflicts-of-interest Identify, disclose, and mitigate conflicts of interest in advisory and brokerage relationships under Reg BI and fiduc…
joellewis/finance_skills
517
26
proposal-generation Generate end-to-end investment proposals covering risk profiling, model portfolio recommendation, fee illustration, p…
joellewis/finance_skills
517
27
sales-practices Identify and prevent sales practice violations under FINRA and SEC rules governing broker-dealer conduct. Use when th…
joellewis/finance_skills
516
28
fee-disclosure Evaluate whether the substance of fee and cost disclosures is complete, accurate, and not misleading across advisory,…
joellewis/finance_skills
515
29
reg-bi Analyze the broker-dealer standard of conduct under SEC Regulation Best Interest's four obligations: Disclosure, Care…
joellewis/finance_skills
513
30
examination-readiness Prepare for and respond to SEC and FINRA regulatory examinations across the full exam lifecycle. Use when the user as…
joellewis/finance_skills
511
31
fiduciary-standards Apply the investment adviser fiduciary duty (IA Act Section 206), ERISA fiduciary standards, the DOL fiduciary rule a…
joellewis/finance_skills
511
32
client-review-prep Prepare advisors for client review meetings by assembling context packages, performance summaries, drift analysis, ta…
joellewis/finance_skills
508
33
fee-billing Build and manage advisory fee billing operations from fee schedule design through calculation, collection, revenue re…
joellewis/finance_skills
507
34
account-opening-workflow Design and operate back-office account opening pipelines from application intake through custodian submission and act…
joellewis/finance_skills
504
35
factor-investing Apply factor models to portfolio construction and fund evaluation, from CAPM through the Fama-French 3- and 5-factor …
joellewis/finance_skills
188
36
insurance-planning Integrate insurance into a financial plan: decide what risks to retain vs transfer, size life insurance with needs-ba…
joellewis/finance_skills
178
37
retirement-decumulation Turn a retirement portfolio into sustainable lifetime income: sequence-of-returns risk, the 4% rule and its assumptio…
joellewis/finance_skills
177
38
financial-statements Analyze financial statements for investment decisions: derive EBITDA and free cash flow (FCFF/FCFE) from the income s…
joellewis/finance_skills
175
39
equity-compensation Guides equity compensation planning for wealth management clients: RSU vesting and the supplemental-withholding gap, …
joellewis/finance_skills
170
40
estate-gifting Estate and gifting architecture for wealth management: the unified estate/gift/GST framework, lifetime exemption vs a…
joellewis/finance_skills
168
41
private-placements Analyze private placement and exempt offering compliance under Regulation D, the Investment Company Act fund exclusio…
joellewis/finance_skills
168
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